An explanation was asked by Hooked about Volumetric Efficiency on a Reciprocating compressor and all of a sudden, as zdas04 points out, the subject has reciprocated to other things – and some of which are erroneous – mostly because of the tendency to deal in generalities. The comments and explanations I’ve offered are literally found in such classic texts as the GPSA Engineering Databook, Lyman Scheel’s classic textbook on gas compressors, Ingersoll-Rand’s “Compressed Air and Gas Data”, personal notes and seminar information from Clark Brothers and Cooper-Bessemer. I haven’t quoted the information, but I’ve certainly proven it to be true in the field after many years. For example, the most accurate manner of calculating compressor horsepower is by an enthalpy change and not with analytical equations. This is straight out of the GPSA (& other experienced authors) and it works. And yes, David is 100% correct. The process taking place inside a reciprocating cylinder is so close to the isentropic cycle that it always converts a neophyte into a believer that the cooling jackets do absolutely nil or no cooling. I’ve run cylinder dry just to prove this point and it worked. The process is not polytropic. The only people who think so are those who don’t understand recips and haven’t operated them for years on a variety of gases (such as college profs). I have, with oxygen, nitrogen, CO2, acetylene, nitrous oxide, air, carbon monoxide, Hydrogen, natural gas, ammonia, most of all the Freons, propylene, propane, ethane, off gas, syn gas, and many more. And in all of these cases the compression was identical to Isentropic – never “polytropic”. I’ve also operated centrifugal compressors (which are the subject at hand here) and these are strictly polytropic in nature – and what’s more, no one in his right mind will try to calculate the “Volumetric Efficiency” on a centrifugal. Whatever for? And just exactly, how would one go about calculating the VE for a centrifugal (which would be of no practical use anyway)? The answer is: no one calculates this useless information for a centrifugal. It is strictly a reciprocating machine characteristic and of practical use for this type of machine.
Every reciprocating compressor I’ve operated had some sort of capacity control. And each one employed some variation of cylinder clearance control. As an experienced compressor operator will tell you, there are several ways to control the capacity of a constant-speed recip using cylinder clearance:
1. Finger unloaders depress the suction valve plates and allow the valves to remain open, allowing the displaced gas to return back to the suction inlet chamber without any compression taking place. This, by simple logic, constitutes the equivalent of 100% clearance.
2. The suction valves can be lifted entirely off their seat and, thereby also create 100 % unloading;
3. The suction valves can be designed and built with “plug unloaders” – a method whereby the suction valve has a center hole that is kept closed by a pneumatic-actuated plunger when the valve is functioning normally; the plunger is raised (allowing gas to return to suction without compression) when 100% unloading is desired;
4. Clearance pockets can be built into a compressor cylinder both externally and internally. These are kept closed similar to the mechanism explained in the plug unloader, above. The advantage of clearance pockets is that they can be designed for various “steps” of clearance unloading and, consequently can yield capacity turndowns between 25-90% of rated cylinder capacity.
Relatively fast refrigeration recips like those manufactured in the USA by York, Dunham-Busch, Vilter, and others normally employ finger unloaders to unload their cylinders. This is so because refrigeration compressors are made by the thousands and are designed to be more “profit effective” and are not expected to yield the same service life as industrial gas compressors. Any machine running with a piston speed of 750 – 1,000 ft/min is, in my opinion, a “fast” recip and one in which wear and tear will develop much earlier than slower machines. Refrigeration machines are designed with an entirely different scope of work and they can never conform to standards such as API 618. As Yorkman infers, refrigerating machines always have a very small clearance volume (high VE). The reason for this is that they are trying to save metal. The bigger and more robust industrial models have lower VEs because of several reasons. One outstanding reason is that some margin is included to safeguard against possible liquid entrainment. Another is that all industrial compressor cylinders have already been designed and the closest model design is always picked that will handle the job. No one in his right mind would expect to have a manufacturer design and cast a “custom-sized” compressor cylinder for his machine – unless he wanted to pay the huge costs of such a project. As an experienced compressor engineer, I wouldn’t try to compare an Ingersoll – Rand (Dresser) compressor with an Ariel machine. Each has been designed and built with a different set of scopes of work. They are both good machines for what they are designed to do and what they are intended to accomplish over a certain time period. But one will almost always result higher-priced when applied to “gas patch” natural gas compression – usually the I-R machine. Valve life and wear are the differences when one looks at the piston speeds employed. A compressor doesn’t have to last 50 years to be a good one. If it can make a 25% return on investment in a 5 year period, it can justifiably be trash-canned and labeled as successful.
Hooked is wrong when he states: “Seems a value of 10% to 15% is typically used as a minimum value to ensure there is enough flow in and out of the cylinder to prevent over-heating of the cylinder. Furthermore, prediction of loads and flows becomes difficult since at low volumetric efficiencies, the effects of pulsations are more dominant.” There is no way that the effect of cylinder clearance affects the expected discharge temperature out of a compression cylinder. This is not my opinion; this is what is factually stated by the equation for determining the discharge temperature:
TD = TS (rk-1/k)
where,
TD = Discharge temperature, oR
TS = Suction temperature, oR
r = cylinder compression ratio, psia/psia
k = ratio of gas specific heats, Cp/Cv
You will note that the clearance nor the Volumetric Efficiency are a factor.
Additionally, there are no pulsations felt in a well-designed compressor that are due to cylinder clearance. I’ve never experienced this and this is the first I’ve heard someone state it. I have always balanced a US nickel on the cylinder while it is operating and my machines never vibrated it; it remained stable. That’s my test of a well-balanced and operated machine.
Hooked also states: “One small correction to a comment from Montemayor regarding 100% clearance. It is possible to have 100% clearance or greater than 100% clearance and still get flow in and out of the cylinder. I conducted studies of many compressors with >100% clearance.” I don’t believe that I stated anything contrary to the fact that gas is flowing into the cylinder and out of it while it is unloaded. That, by the way, is the definition of 100% unloaded! As I stated above, there are many ways to get the clearance increased for the purpose of unloading the cylinder(s). Finger valve unloaders as well as plug unloaders will yield total unloading and the gas will, as a result, be pushed out of the cylinder and sucked into the cylinder every revolution of the crank.
Natural gas reciprocating compressors (and I’m presently handling a project with two large ones) sometimes employ a simple by-pass around the machine for capacity control not because it’s better (it’s not; it’s very costly from fuel consumption point of view) – but simply because it’s simple and CHEAP. It’s also traditional in the oil patch where instrumentation is kept to a bare minimum. Hooked states “This minimizes the compression ratio on the compressor resulting in little load.” This is also not true! The mere fact that gas is being recycled around the compressor means that the suction pressure is being kept constant by the recycle. This is the way this type of control is installed and operated. That being the case, then the compression ratio across the compressor is kept constant and so are the individual stage ratios (in the case of a multi-stage unit). There is no minimization of the compression ratio by this method. As gas producers are becoming more and more cost conscience and educated in field gas compression requirements, they are employing more and more clearance unloading techniques – and not finger unloaders either – because of the simplicity, the positive control, and the fuel saved.
Insult2 also states: “It's also true that there are several minor losses that are not taken into account in the idealized equation. If the compressor is well-designed, those losses should be minimized and the equation's efficiency prediction should be very close to the measured volumetric efficiency.” This statement is totally false according to industry standards and to what is published in the GPSA. It is also not true due to practicality: as I stated before, there are inherent configuration clearances due to the valve ports, the valve guards, and other mechanical clearances. The effect of the gas contained in the clearance volume on the pumping capacity of a cylinder can be represented by:
VE = 100 – r – C {(ZS/ZD) (r1/k – 1}
where C = cylinder clearance, %
However, this strictly theoretical stuff and akin to what Insult2 alludes to. The real, practical, and empirical relationship used by manufacturers is more like:
VE = 96 – r – C {(ZS/ZD) (r1/k – 1}
And when a non-lubricated compressor is used, the volumetric efficiency should be corrected by subtracting an additional 5% for slippage of gas. This clearly shows that there is a significant variation with the theoretical equation presented by Insult2.
My intention in responding in such a lengthy manner is to clearly leave no misconception of what Volumetric Efficiency is and what it signifies in a reciprocating compressor. It is not to show where others are wrong. If something is wrongly stated, I feel it my duty to clear it up in order to give worth to the discussion. A relatively low VE, in my opinion, simply means that you are getting a machine that has more flexibility – but not necessarily! A low VE doesn’t necessarily mean a less “efficient” machine.